数据库内核工程师必读论文清单

01、Basics

1.1 Essentials

• A relational model of data for large shared data banks (1970) - Codd, Edgar F. （https://dl.acm.org/doi/pdf/10.1145/362384.362685）
• SEQUEL: A structured English query language (1974) - Chamberlin, Donald D., and Raymond F. Boyce. （https://dl.acm.org/doi/pdf/10.1145/800296.811515）
• INGRES: a relational data base system (1975) - Held, G. D., M. R. Stonebraker, and Eugene Wong. （https://dl.acm.org/doi/pdf/10.1145/1499949.1500029）
• Extending the database relational model to capture more meaning (1979) - Codd, Edgar F. （https://dl.acm.org/doi/pdf/10.1145/320107.320109）
• A critique of the SQL database language (1984) - Date, C. J. （https://dl.acm.org/doi/pdf/10.1145/984549.984551）

1.2 Consensus

• The Part-Time Parliament (1998) - Lamport, Leslie. （https://dl.acm.org/doi/pdf/10.1145/3335772.3335939）
• Paxos Made Simple (2001) - Lamport, Leslie. （https://www.microsoft.com/en-us/research/publication/2016/12/paxos-simple-Copy.pdf）
• Consensus: Bridging theory and practice (2014) - Ongaro, Diego. （https://web.stanford.edu/~ouster/cgi-bin/papers/OngaroPhD.pdf）
• In search of an understandable consensus algorithm (extended version) (2014) - Ongaro, Diego, and John Ousterhout. （https://www.repository.cam.ac.uk/bitstream/handle/1810/291682/thesis.pdf?sequence=1）
• Distributed consensus revised (2019) - Howard, Heidi. （https://www.repository.cam.ac.uk/bitstream/handle/1810/291682/thesis.pdf?sequence=1）
• A Generalised Solution to Distributed Consensus (2019) - Howard, Heidi, and Richard Mortier. （https://arxiv.org/pdf/1902.06776）
• Paxos vs Raft: Have we reached consensus on distributed consensus? (2020) - Howard, Heidi, and Richard Mortier. （https://dl.acm.org/doi/pdf/10.1145/3380787.3393681）

1.3 Consistency

• Consistency Tradeoffs in Modern Distributed Database System Design (2012) - Abadi, Daniel. （https://www.cs.umd.edu/~abadi/papers/abadi-pacelc.pdf）
• Logical physical clocks and consistent snapshots in globally distributed databases (2014) - Kulkarni S S, Demirbas M, Madappa D, et al. （https://cse.buffalo.edu/tech-reports/2014-04.pdf）
• Ark: A Real-World Consensus Implementation (2014) - Kasheff, Zardosht, and Leif Walsh. （https://arxiv.org/pdf/1407.4765）
• PolarFS: an ultra-low latency and failure resilient distributed file system for shared storage cloud database (2018) - Cao, Wei, et al. （https://dl.acm.org/doi/pdf/10.14778/3229863.3229872）
• Anna: A kvs for any scale (2018) - Wu, Chenggang, et al. （https://www2.eecs.berkeley.edu/Pubs/TechRpts/2019/EECS-2019-122.pdf）
• Strong and efficient consistency with consistency-aware durability (2021) - Ganesan, Aishwarya, et al. （https://dl.acm.org/doi/pdf/10.1145/3423138）

02、System Design

2.1 RDBMS

• System R: Relational Approach to Database Management (1976) - Astrahan, Morton M., et al. （https://dl.acm.org/doi/pdf/10.1145/320455.320457）
• The design and implementation of INGRES (1976) - Stonebraker, Michael, et al. （https://dl.acm.org/doi/10.1145/320473.320476）
• The design of Postgres (1986) - Stonebraker, Michael, and Lawrence A. Rowe. （https://dl.acm.org/doi/pdf/10.1145/16856.16888）
• Query Processing in Main Memory Database Management Systems (1986) - Lehman, Tobin J., and Michael J. Carey. （https://dl.acm.org/doi/pdf/10.1145/16894.16878）
• Megastore: Providing Scalable, Highly Available Storage for Interactive Services (2011) - Baker J, Bond C, Corbett J C, et al. （http://pages.cs.wisc.edu/~akella/CS838/F12/838-CloudPapers/Megastore.pdf）
• Spanner: Google's globally distributed database (2013) - Corbett, James C., et al. （https://dl.acm.org/doi/pdf/10.1145/2491245）
• Online, Asynchronous Schema Change in F1 (2013) - Rae, Ian, et al. （https://dl.acm.org/doi/pdf/10.14778/2536222.2536230）
• Amazon aurora: Design considerations for high throughput cloud-native relational databases (2017) - Verbitski, Alexandre, et al. （https://dl.acm.org/doi/pdf/10.1145/3035918.3056101）
• Looking Back at Postgres (2019) - Hellerstein, Joseph M. （https://arxiv.org/pdf/1901.01973）
• CockroachDB: The Resilient Geo-Distributed SQL Database (2020) - Taft, Rebecca, et al. （https://dl.acm.org/doi/pdf/10.1145/3318464.3386134）
• F1 Lightning: HTAP as a Service (2020) - Yang, Jiacheng, et al. （https://dl.acm.org/doi/pdf/10.14778/3415478.3415553）
• TiDB: a Raft-based HTAP database (2020) - Huang, Dongxu, et al. （https://dl.acm.org/doi/pdf/10.14778/3415478.3415535）
• PolarDB Serverless: A Cloud Native Database for Disaggregated Data Centers (2021) - Cao, Wei, et al. （https://dl.acm.org/doi/pdf/10.1145/3448016.3457560）

2.2 NoSQL

• Bigtable: A Distributed Storage System for Structured Data (2006) - Chang, Fay, et al. （https://dl.acm.org/doi/pdf/10.1145/1365815.1365816）
• Dynamo: Amazon’s Highly Available Key-value Store (2007) - DeCandia, Giuseppe, et al. （https://dl.acm.org/doi/pdf/10.1145/1323293.1294281）
• PNUTS: Yahoo!’s Hosted Data Serving Platform (2008) - Cooper, Brian F., et al. （https://dl.acm.org/doi/pdf/10.14778/1454159.1454167）
• Cassandra - A Decentralized Structured Storage System (2010) - Lakshman, Avinash, and Prashant Malik. （https://dl.acm.org/doi/pdf/10.1145/1773912.1773922）
• Windows azure storage: a highly available cloud storage service with strong consistency (2011) - Calder, Brad, et al. （https://dl.acm.org/doi/pdf/10.1145/2043556.2043571）
• Azure data lake store: a hyperscale distributed file service for big data analytics (2017) - Ramakrishnan, Raghu, et al. （https://dl.acm.org/doi/pdf/10.1145/3035918.3056100）
• PNUTS to Sherpa: Lessons from Yahoo!’s Cloud Database (2019) - Cooper, Brian F., et al. （https://dl.acm.org/doi/pdf/10.14778/3352063.3352146）

03、SQL Engine

3.1 Optimizer Framework

• Access Path Selection in a Relational Database Management System (1979) - Selinger, P. Griffiths, et al. （https://dl.acm.org/doi/pdf/10.1145/582095.582099）
• Query Optimization by Simulated Annealing (1987) - Ioannidis, Yannis E., and Eugene Wong. （https://dl.acm.org/doi/pdf/10.1145/38713.38722）
• The EXODUS Optimizer Generator (1987) - Graefe, Goetz, and David J. DeWitt. （https://dl.acm.org/doi/pdf/10.1145/38713.38734）
• Extensible/Rule Based Query Rewrite Optimization in Starburst (1992) - Pirahesh, Hamid, Joseph M. Hellerstein, and Waqar Hasan. （https://dl.acm.org/doi/pdf/10.1145/141484.130294）
• The Volcano Optimizer Generator- Extensibility and Efficient Search (1993) - Graefe, Goetz, and William J. McKenna. （https://www.cse.iitb.ac.in/infolab/Data/Courses/CS632/Papers/Volcano-graefe.pdf）
• The Cascades Framework for Query Optimization (1995) - Graefe, Goetz. （https://liuyehcf.github.io/resources/paper/The-Cascades-Framework-For-Query-Optimization.pdf）
• An Overview of Query Optimization in Relational Systems (1998) - Chaudhuri, Surajit. （https://dl.acm.org/doi/pdf/10.1145/1007568.1007642）
• Robust Query Processing through Progressive Optimization (2004) - Markl, Volker, et al. （https://dl.acm.org/doi/pdf/10.1145/1007568.1007642）
• Orca: A Modular Query Optimizer Architecture for Big Data (2014) - Soliman, Mohamed A., et al. （https://dl.acm.org/doi/pdf/10.1145/2588555.2595637）
• Parallelizing Query Optimization on Shared-Nothing Architectures (2015) - Trummer, Immanuel, and Christoph Koch. （https://arxiv.org/pdf/1511.01768）
• The MemSQL Query Optimizer: A modern optimizer for real-time analytics in a distributed database (2016) - Chen, Jack, et al. （https://dl.acm.org/doi/pdf/10.14778/3007263.3007277）

3.2 Transformation

• Processing queries with quantifiers a horticultural approach (1983) - Dayal, Umeshwar. （https://dl.acm.org/doi/pdf/10.1145/588058.588075）
• Translating SQL into relational algebra: Optimization, semantics, and equivalence of SQL queries (1985) - Ceri, Stefano, and Georg Gottlob. （https://www.academia.edu/download/50687636/tse.1985.23222320161202-29901-8u86ef.pdf）
• Grammar-like Functional Rules for Representing Query Optimization Alternatives, (1988) - Lohman, Guy M. （https://dl.acm.org/doi/pdf/10.1145/971701.50204）
• Query Optimization by Predicate Move-Around (1994) - Levy, Alon Y., Inderpal Singh Mumick, and Yehoshua Sagiv. （https://www.researchgate.net/profile/Inderpal-Mumick/publication/2754592_Query_Optimization_by_Predicate_Move-Around/links/0f317534d437e49755000000/Query-Optimization-by-Predicate-Move-Around.pdf）
• Eager Aggregation and Lazy Aggregation (1995) - Yan, Weipeng P., and Per-Bike Larson. （https://www.researchgate.net/profile/Per-Ake-Larson/publication/2733082_Eager_Aggregation_and_Lazy_Aggregation/links/02bfe50ce6de3dad7c000000/Eager-Aggregation-and-Lazy-Aggregation.pdf）
• Parameterized Queries and Nesting Equivalences (2000) - Galindo-Legaria, C. A. （https://www.microsoft.com/en-us/research/wp-content/uploads/2016/02/tr-2000-31.pdf）
• Cost-based query transformation in Oracle (2006) - Ahmed, Rafi, et al. （https://www.researchgate.net/profile/Rafi-Ahmed-2/publication/221311318_Cost-Based_Query_Transformation_in_Oracle/links/572bbc5e08aef7c7e2c6b829/Cost-Based-Query-Transformation-in-Oracle.pdf）

3.3 Nested Query

• Using semi-joins to solve relational queries (1981) - Bernstein, Philip A., and Dah-Ming W. Chiu. （https://dl.acm.org/doi/pdf/10.1145/322234.322238）
• On optimizing an SQL-like nested query (1982) - Kim, Won. （https://dl.acm.org/doi/pdf/10.1145/319732.319745）
• Optimization of nested queries in a distributed relational database (1984) - L&man, Guy M., et al. （https://citeseerx.ist.psu.edu/document?repid=rep1&type=pdf&doi=12fd1fe22687f5944613832de4e64ef902043aec）
• SQL-like and Quel-like correlation queries with aggregates revisited (1984) - Kiessling, Werner. （http://www2.eecs.berkeley.edu/Pubs/TechRpts/1984/ERL-m-84-75.pdf）
• Translating SQL into relational algebra: Optimization, semantics, and equivalence of SQL queries (1985) - Ceri, Stefano, and Georg Gottlob. （https://www.academia.edu/download/50687636/tse.1985.23222320161202-29901-8u86ef.pdf）
• Optimization of nested SQL queries revisited (1987) - Ganski, Richard A., and Harry KT Wong. （https://dl.acm.org/doi/pdf/10.1145/38714.38723）
• A Unitied Approach to Processing Queries That Contain Nested Subqueries, Aggregates, and Quantifiers (1987) - Dayal, Umeshwar. （https://vldb.org/conf/1987/P197.PDF）
• Optimization of correlated SQL queries in a relational database management system (1998) - Jou, Michelle M., Ting Yu Leung, and Mir Hamid Pirahesh. （https://patentimages.storage.googleapis.com/3b/24/39/a947424a6eb0ea/US5822750.pdf）
• Orthogonal Optimization of Subqueries and Aggregation (2001) - Galindo-Legaria, César, and Milind Joshi. （https://dl.acm.org/doi/pdf/10.1145/376284.375748）
• WinMagic : Subquery Elimination Using Window Aggregation (2003) - Zuzarte, Calisto, et al. （https://dl.acm.org/doi/pdf/10.1145/872757.872840）
• Execution strategies for SQL subqueries (2007) - Elhemali, Mostafa, et al. （https://dl.acm.org/doi/pdf/10.1145/1247480.1247598）
• Enhanced subquery optimizations in Oracle (2009) - Bellamkonda, Srikanth, et al. （https://dl.acm.org/doi/pdf/10.14778/1687553.1687563）
• Unnesting Arbitrary Queries) (2015) - Neumann, Thomas, and Alfons Kemper. （https://dl.gi.de/bitstream/handle/20.500.12116/2418/383.pdf?sequence=1）

3.4 Functional Dependencies

• Fundamental Techniques for Order Optimization (1996) - Simmen, David, Eugene Shekita, and Timothy Malkemus. （https://dl.acm.org/doi/pdf/10.1145/233269.233320）
• [Thesis] Exploiting Functional Dependence in Query Optimization (2000) - Paulley, Glenn Norman. （https://cs.uwaterloo.ca/research/tr/2000/11/CS-2000-11.thesis.pdf）
• An Efficient Framework for Order Optimization (2004) - Neumann, Thomas, and Guido Moerkotte. （https://madoc.bib.uni-mannheim.de/736/1/TR-03-011.pdf）
• Incorporating Partitioning and Parallel Plans into the SCOPE Optimizer (2010) - Zhou, Jingren, Per-Ake Larson, and Ronnie Chaiken. （http://www.cs.albany.edu/~jhh/courses/readings/zhou10.pdf）
• Accelerating Queries with GroupBy and Join by Group join (2011) - Moerkotte, Guido, and Thomas Neumann. （https://dl.acm.org/doi/pdf/10.14778/3402707.3402723）

3.5 Join Order

• Access paths in the" Abe" statistical query facility (1982) - Klug, Anthony. （https://dl.acm.org/doi/pdf/10.1145/582353.582382）
• Extending the Algebraic Framework of Query Processing to Handle Outerjoins (1984) - RosenthaI, A., and D. Reiner. （https://www.vldb.org/conf/1984/P334.PDF）
• Analysis of Two Existing and One New Dynamic Programming Algorithm for the Generation of Optimal Bushy Join Trees without Cross Products (2006) - Moerkotte, Guido, and Thomas Neumann. （https://www.researchgate.net/profile/Thomas_Neumann2/publication/47861835_Analysis_of_Two_Existing_and_One_New_Dynamic_Programming_Algorithm_for_the_Generation_of_Optimal_Bushy_Join_Trees_without_Cross_Products/links/0912f506d90ad19031000000.pdff）
• Dynamic programming strikes back (2008) - Moerkotte, Guido, and Thomas Neumann. （https://dl.acm.org/doi/pdf/10.1145/1376616.1376672）
• On the Correct and Complete Enumeration of the Core Search Space (2013) - Moerkotte, Guido, Pit Fender, and Marius Eich. （https://dl.acm.org/doi/pdf/10.1145/2463676.2465314）
• How Good Are Query Optimizers, Really? (2015) - Leis, Viktor, et al. （https://dl.acm.org/doi/pdf/10.14778/2850583.2850594）
• The Complete Story of Joins (2017) - Neumann, Thomas, Viktor Leis, and Alfons Kemper. （https://dl.gi.de/bitstreams/535a5d94-043d-4b1a-9062-fbaf8ed35468/download）
• Improving Join Reorderability with Compensation Operators (2018) - Wang, TaiNing, and Chee-Yong Chan. （https://dl.acm.org/doi/pdf/10.1145/3183713.3183731）
• Adaptive Optimization of Very Large Join Queries (2018) - Neumann, Thomas, and Bernhard Radke. （https://dl.acm.org/doi/pdf/10.1145/3183713.3183733）

3.6 Cost Model

• Modelling Costs for a MM-DBMS (1996) - Listgarten, Sherry, and Marie-Anne Neimat. （https://www.semanticscholar.org/paper/Modelling-Costs-for-a-MM-DBMS-Listgarten-Neimat/42b88445cfb28fbe4b6539c97674a8fa9815e635）
• SEEKing the truth about ad hoc join costs (1997) - Haas, Laura M., et al. （https://minds.wisconsin.edu/bitstream/handle/1793/59726/TR1148.pdf?sequence=11）
• Approximation Schemes for Many-Objective Query Optimization (2014) - Trummer, Immanuel, and Christoph Koch. （https://dl.acm.org/doi/pdf/10.1145/2588555.2610527）
• Multi-Objective Parametric Query Optimization (2015) - Trummer, Immanuel, and Christoph Koch. （https://dl.acm.org/doi/pdf/10.1145/3068612）

3.7 Statistics

• Accurate Estimation of the Number of Tuples Satisfying a Condition (1984) - Piatetsky-Shapiro, Gregory, and Charles Connell. （https://dl.acm.org/doi/pdf/10.1145/971697.602294）
• Optimal Histograms for Limiting Worst-Case Error Propagation in the Size of Join Results (1993) - Ioannidis, Yannis E., and Stavros Christodoulakis. （https://dl.acm.org/doi/pdf/10.1145/169725.169708）
• Universality of Serial Histograms (1993) - Ioannidis, Yannis E. （https://vldb.org/conf/1993/P256.PDF）
• Balancing Histogram Optimality and Practicality for Query Result Size Estimation (1995) - Ioannidis, Yannis E., and Viswanath Poosala. （https://dl.acm.org/doi/pdf/10.1145/568271.223841）
• Improved Histograms for Selectivity Estimation of Range Predicates (1996) - Poosala, Viswanath, et al. （https://dl.acm.org/doi/pdf/10.1145/235968.233342）
• The History of Histograms (2003) - Ioannidis, Yannis. （http://www.vldb.org/conf/2003/papers/S02P01.pdf）
• Automated Statistics Collection in DB2 UDB (2004) - Aboulnaga, Ashraf, et al. （http://www.vldb.org/conf/2004/IND5P3.PDF）
• Adaptive Query Processing in the Looking Glass (2005) - Babu, Shivnath, and Pedro Bizarro. （https://eden.dei.uc.pt/~bizarro/papers/cidr2005_aqp.pdf）
• Optimizer plan change management: improved stability and performance in Oracle 11g (2008) - Ziauddin, Mohamed, et al. （https://dl.acm.org/doi/pdf/10.14778/1454159.1454175）
• Histograms Reloaded: The Merits of Bucket Diversity (2010) - Kanne, Carl-Christian, and Guido Moerkotte. （https://dl.acm.org/doi/pdf/10.1145/1807167.1807239）
• Synopses for Massive Data: Samples, Histograms, Wavelets, Sketches (2011) - Cormode, Graham, et al. （https://www.nowpublishers.com/article/DownloadSummary/DBS-004）
• Exploiting Ordered Dictionaries to Efficiently Construct Histograms with Q-Error Guarantees in SAP HANA (2014) - Moerkotte, Guido, et al.Adaptive Statistics in Oracle 12c (2017) - Chakkappen, Sunil, et al. （https://dl.acm.org/doi/pdf/10.1145/2588555.2595629）
• Adaptive Statistics in Oracle 12c (2017) - Chakkappen, Sunil, et al. （https://dl.acm.org/doi/pdf/10.14778/3137765.3137785）

3.8 Probabilistic Counting

• Towards Estimation Error Guarantees for Distinct Values (2000) - Charikar, Moses, et al. （https://dl.acm.org/doi/pdf/10.1145/335168.335230）
• Distinct Sampling for Highly-Accurate Answers to Distinct Values Queries and Event Reports (2001) - Gibbons, Phillip B. （http://www.vldb.org/conf/2001/P541.pdf）
• LEO – DB2’s LEarning Optimizer (2001) - Stillger, Michael, et al. （http://www.vldb.org/conf/2001/P019.pdf）
• An Improved Data Stream Summary: The Count-Min Sketch and its Applications, Journal of Algorithms (2005) - Cormode, Graham, and Shan Muthukrishnan. （http://twiki.di.uniroma1.it/pub/Ing_algo/WebHome/p14_Cormode_JAl_05.pdf）
• New Estimation Algorithms for Streaming Data: Count-min Can Do More (2007) - Deng, Fan, and Davood Rafiei. （https://www.academia.edu/download/31052190/cmm.pdf）
• Preventing Bad Plans by Bounding the Impact of Cardinality Estimation Errors (2009) - Moerkotte, Guido, Thomas Neumann, and Gabriele Steidl. （https://dl.acm.org/doi/pdf/10.14778/1687627.1687738）
• Pessimistic Cardinality Estimation: Tighter Upper Bounds for Intermediate Join Cardinalities (2019) - Cai, Walter, Magdalena Balazinska, and Dan Suciu. （https://dl.acm.org/doi/pdf/10.1145/3299869.3319894）
• Deep Unsupervised Cardinality Estimation (2019) - Yang, Zongheng, et al. （https://arxiv.org/pdf/1905.04278）
• NeuroCard: One Cardinality Estimator for All Tables (2020) - Yang, Zongheng, et al. （https://arxiv.org/pdf/2006.08109）

3.9 Execution Engine

• QueryEvaluationTechniquesfor LargeDatabas (1993) - Graefe G. （https://dl.acm.org/doi/pdf/10.1145/152610.152611）
• Volcano - An Extensible and Parallel Query Evaluation System (1994) - Graefe, Goetz. （https://15721.courses.cs.cmu.edu/spring2016/papers/graefe-ieee1994.pdf）
• MonetDB/X100: Hyper-Pipelining Query Execution (2005) - Boncz, Peter A., Marcin Zukowski, and Niels Nes. （https://www.researchgate.net/profile/Niels-Nes/publication/45338800_MonetDBX100_Hyper-Pipelining_Query_Execution/links/0deec520cd1e8a3607000000/MonetDB-X100-Hyper-Pipelining-Query-Execution.pdf）
• Efficiently Compiling Efficient Query Plans for Modern Hardware (2011) - Neumann, Thomas. （https://dl.acm.org/doi/pdf/10.14778/2002938.2002940）
• Multi-Core, Main-Memory Joins: Sort vs. Hash Revisited (2013) - Balkesen, Cagri, et al. （https://dl.acm.org/doi/pdf/10.14778/2732219.2732227）
• Morsel-Driven Parallelism: A NUMA-Aware Query Evaluation Framework for the Many-Core Age (2014) - Leis, Viktor, et al. （https://dl.acm.org/doi/pdf/10.1145/2588555.2610507）
• Relaxed Operator Fusion for In-Memory Databases: Making Compilation, Vectorization, and Prefetching Work Together At Last (2017) - Menon, Prashanth, Todd C. Mowry, and Andrew Pavlo. （https://dl.acm.org/doi/pdf/10.14778/3151113.3151114）
• Looking Ahead Makes Query Plans Robust (2017) - Zhu, Jianqiao, et al. （https://dl.acm.org/doi/pdf/10.14778/3090163.3090167）
• Everything You Always Wanted to Know About Compiled and Vectorized Queries But Were Afraid to Ask (2018) - Kersten, Timo, et al. （https://dl.acm.org/doi/pdf/10.14778/3275366.3284966）
• SuRF: Practical Range Query Filtering with Fast Succinct Tries (2018) - Zhang, Huanchen, et al. （https://dl.acm.org/doi/pdf/10.1145/3183713.3196931）
• Adaptive Execution of Compiled Queries (2018) - Kohn, André, Viktor Leis, and Thomas Neumann. （https://15721.courses.cs.cmu.edu/spring2019/papers/19-compilation/kohn-icde2018.pdff）

3.10 MPP Optimizations

• DB2 Parallel Edition (1995) - Baru, Chaitanya K., et al. （https://grape.ics.uci.edu/wiki/asterix/raw-attachment/wiki/cs295-2009-fall/ParallelDB2.pdf）
• Parallel SQL execution in Oracle 10g (2004) - Cruanes, Thierry, Benoit Dageville, and Bhaskar Ghosh. （https://dl.acm.org/doi/pdf/10.1145/1007568.1007666）
• Query Optimization in Microsoft SQL Server PDW (2012) - Shankar, Srinath, et al. （https://dl.acm.org/doi/pdf/10.1145/2213836.2213953）
• Adaptive and big data scale parallel execution in Oracle (2013) - Bellamkonda, Srikanth, et al. （https://dl.acm.org/doi/pdf/10.14778/2536222.2536235）
• Optimizing Queries over Partitioned Tables in MPP Systems (2014) - Antova, Lyublena, et al. （https://dl.acm.org/doi/pdf/10.1145/2588555.2595640）

04、Storage Engine

4.1 Storage Structure

• The Ubiquitous B-Tree (1979) - Comer, Douglas. （https://dl.acm.org/doi/pdf/10.1145/356770.356776）
• The 5 Minute Rule for Trading Memory for Disc Accesses and the 5 Byte Rule for Trading Memory for CPU Time (1987) - Gray, Jim, and Franco Putzolu. （https://dl.acm.org/doi/pdf/10.1145/38713.38755）
• The Log-Structured Merge-Tree (LSM-Tree) (1996) - O’Neil, Patrick, et al. （https://www.inf.ufpr.br/eduardo/ensino/ci763/papers/lsmtree.pdf）
• The five-minute rule ten years later, and other computer storage rules of thumb (1997) - Gray, Jim, and Goetz Graefe. （https://dl.acm.org/doi/pdf/10.1145/271074.271094）
• The Five Minute Rule 20 Years Later and How Flash Memory Changes the Rules (2008) - Graefe, Goetz. （https://dl.acm.org/doi/pdf/10.1145/1363189.1363198）
• A Comparison of Fractal Trees to Log-Structured Merge (LSM) Trees (2014) - Kuszmaul, Bradley C. （http://www.pandademo.com/wp-content/uploads/2017/12/A-Comparison-of-Fractal-Trees-to-Log-Structured-Merge-LSM-Trees.pdf）
• Design Tradeoffs of Data Access Methods (2016) - Athanassoulis, Manos, and Stratos Idreos. （https://dl.acm.org/doi/pdf/10.1145/2882903.2912569）
• Designing Access Methods: The RUM Conjecture (2016) - Athanassoulis, Manos, et al. （https://stratos.seas.harvard.edu/sites/scholar.harvard.edu/files/stratos/files/rum.pdf）
• The five minute rule thirty years later and its impact on the storage hierarchy (2017) - Appuswamy, Raja, et al. （https://infoscience.epfl.ch/record/230398/files/adms-talk.pdf）
• WiscKey: Separating Keys from Values in SSD-conscious Storage (2017) - Lu, Lanyue, et al. （https://dl.acm.org/doi/pdf/10.1145/3033273）
• Managing Non-Volatile Memory in Database Systems (2018) - van Renen, Alexander, et al. （https://dl.acm.org/doi/pdf/10.1145/3183713.3196897）
• LeanStore: In-Memory Data Management Beyond Main Memory (2018) - Leis, Viktor, et al. （https://15721.courses.cs.cmu.edu/spring2020/papers/23-largethanmemory/leis-icde2018.pdf）
• The Case for Learned Index Structures (2018) - Kraska, Tim, et al. （https://dl.acm.org/doi/pdf/10.1145/3183713.3196909）
• LSM-based Storage Techniques: A Survey (2019) - Luo, Chen, and Michael J. Carey. （https://arxiv.org/pdf/1812.07527）
• Learning Multi-dimensional Indexes (2019) - Nathan, Vikram, et al. （https://dl.acm.org/doi/pdf/10.1145/3318464.3380579）
• Umbra: A Disk-Based System with In-Memory Performance (2020) - Neumann, Thomas, and Michael J. Freitag. （https://db.in.tum.de/~freitag/papers/p29-neumann-cidr20.pdf）
• XIndex: A Scalable Learned Index for Multicore Data Storage (2020) - Tang, Chuzhe, et al. （https://dl.acm.org/doi/pdf/10.1145/3332466.3374547）
• The PGM-index: a fully-dynamic compressed learned index with provable worst-case bounds (2020) - Ferragina, Paolo, and Giorgio Vinciguerra. （https://dl.acm.org/doi/pdf/10.14778/3389133.3389135）
• From WiscKey to Bourbon: A Learned Index for Log-Structured Merge Trees (2020) - Dai, Yifan, et al. （https://www.usenix.org/system/files/osdi20-dai_0.pdf）
• CaaS-LSM: Compaction-as-a-Service for LSM-based Key-Value Stores in Storage Disaggregated Infrastructure (2024) - Yu, Qiaolin et al. （https://qiaolin-yu.github.io/pubs/V2mod124-yu.pdf）

4.2 Transaction

• The Notions of Consistency and Predicate Locks in a Database System (1976) - Eswaran, Kapali P., et al. （https://dl.acm.org/doi/pdf/10.1145/360363.360369）
• Concurrency Control in Distributed Database Systems (1981) - Bernstein, Philip A., and Nathan Goodman. （https://dl.acm.org/doi/pdf/10.1145/356842.356846）
• On Optimistic Methods for Concurrency Control (1981) - Kung, Hsiang-Tsung, and John T. Robinson. （https://dl.acm.org/doi/pdf/10.1145/319566.319567）
• Principles of transaction-oriented database recovery (1983) - Haerder, Theo, and Andreas Reuter. （https://dl.acm.org/doi/10.1145/289.291）
• Multiversion Concurrency Control - Theory and Algorithms (1983) - Bernstein, Philip A., and Nathan Goodman. （https://dl.acm.org/doi/pdf/10.1145/319996.319998）
• ARIES: A transaction recovery method supporting fine-granularity locking and partial rollbacks using write-ahead logging (1992) - Mohan C, Haderle D, Lindsay B, et al. （https://dl.acm.org/doi/pdf/10.1145/128765.128770）
• A Critique of ANSI SQL Isolation Levels (1995) - Berenson, Hal, et al. （https://dl.acm.org/doi/pdf/10.1145/568271.223785）
• Generalized Isolation Level Definitions (2000) - Adya, Atul, Barbara Liskov, and Patrick O'Neil. （https://pmg.csail.mit.edu/papers/icde00.pdf）
• Serializable Snapshot Isolation in PostgreSQL (2012) - Ports, Dan RK, and Kevin Grittner. （https://arxiv.org/pdf/1208.4179.pdf,）
• Calvin: Fast Distributed Transactions for Partitioned Database Systems (2012) - Thomson, Alexander, et al. （https://dl.acm.org/doi/pdf/10.1145/2213836.2213838）
• MaaT: effective and scalable coordination of distributed transactions in the cloud (2014) - Mahmoud, Hatem A., et al. （https://dl.acm.org/doi/pdf/10.14778/2732269.2732270）
• Staring into the Abyss: An Evaluation of Concurrency Control with One Thousand Cores (2014) - Yu, Xiangyao, et al. （https://dspace.mit.edu/bitstream/handle/1721.1/100022/Devadas_Staring%20into.pdf?sequence=1&isAllowed=y）
• An Evaluation of the Advantages and Disadvantages of Deterministic Database Systems (2014) - Ren, Kun, Alexander Thomson, and Daniel J. Abadi. （https://dl.acm.org/doi/pdf/10.14778/2732951.2732955）
• Fast Serializable Multi-Version Concurrency Control for Main-Memory Database Systems (2015) - Neumann, Thomas, Tobias Mühlbauer, and Alfons Kemper. （https://dl.acm.org/doi/pdf/10.1145/2723372.2749436）
• An Empirical Evaluation of In-Memory Multi-Version Concurrency Control (2017) - Wu, Yingjun, et al. （https://dl.acm.org/doi/pdf/10.14778/3067421.3067427）
• An Evaluation of Distributed Concurrency Control (2017) - Harding, Rachael, et al. （https://dl.acm.org/doi/pdf/10.14778/3055540.3055548）
• Scalable Garbage Collection for In-Memory MVCC Systems (2019) - Böttcher, Jan, et al. （https://dl.acm.org/doi/pdf/10.14778/3364324.3364328）

4.3 Scheduling

• Automated Demand-driven Resource Scaling in Relational Database-as-a-Service (2016) - Das, Sudipto, et al. （https://dl.acm.org/doi/pdf/10.1145/2882903.2903733）
• Autoscaling Tiered Cloud Storage in Anna (2019) - Wu, Chenggang, Vikram Sreekanti, and Joseph M. Hellerstein. （https://dl.acm.org/doi/pdf/10.14778/3311880.3311881）
• Adaptive HTAP through Elastic Resource Scheduling (2020) - Raza, Aunn, et al. （https://dl.acm.org/doi/pdf/10.1145/3318464.3389783）
• MorphoSys: Automatic Physical Design Metamorphosis for Distributed Database Systems (2020) - Abebe, Michael, Brad Glasbergen, and Khuzaima Daudjee. （https://dl.acm.org/doi/pdf/10.14778/3424573.3424578）

05、Miscellaneous

5.1 Workload

• TPC-H Analyzed: Hidden Messages and Lessons Learned from an Influential Benchmark (2013) - Boncz, Peter, Thomas Neumann, and Orri Erling. （https://www.researchgate.net/profile/Peter-Boncz/publication/291257517_TPC-H_Analyzed_Hidden_Messages_and_Lessons_Learned_from_an_Influential_Benchmark/links/5852dbf708ae95fd8e1d749b/TPC-H-Analyzed-Hidden-Messages-and-Lessons-Learned-from-an-Influential-Benchmark.pdff）
• Quantifying TPCH Choke Points and Their Optimizations (2020) - Dreseler, Markus, et al. （https://dl.acm.org/doi/pdf/10.14778/3389133.3389138）

5.2 Network

• The End of Slow Networks: It's Time for a Redesign (2015) - Binnig, Carsten, et al. （https://arxiv.org/pdf/1504.01048）
• Accelerating Relational Databases by Leveraging Remote Memory and RDMA (2016) - Li, Feng, et al. （https://dl.acm.org/doi/pdf/10.1145/2882903.2882949）
• Don't Hold My Data Hostage: A Case for Client Protocol Redesign (2017) - Raasveldt, Mark, and Hannes Mühleisen. （https://dl.acm.org/doi/pdf/10.14778/3115404.3115408）

5.3 Quality

• Testing the Accuracy of Query Optimizers (2012) - Gu, Zhongxian, Mohamed A. Soliman, and Florian M. （https://dl.acm.org/doi/pdf/10.1145/2304510.2304525）

5.4 Diagnosis and Tuning

• Automatic SQL Tuning in Oracle 10g (2004) - Dageville B, Das D, Dias K, et al. （http://www.vldb.org/conf/2004/IND4P2.PDF）
• Automatic Performance Diagnosis and Tuning in Oracle (2005) - Dias K, Ramacher M, Shaft U, et al. （https://www.cidrdb.org/cidr2005/papers/P07.pdf）

彩蛋时刻

为了致敬中国数据库从业者一起走过的半个世纪，腾讯云 TVP《技术指针》与《明说三人行》策划了【中国数据库前世今生】系列记录片。此部纪录片共分为五期，时间跨度从上世纪八十年代至本世纪二十年代，涵盖五个十年。从 80 年代到 20 年代，每期将深入探讨该时代下的数据库演变历程，以及这些大趋势下鲜为人知的小故事。以下为 90 年代纪录片正片。